Unclaimed
Paul Brooks Cutright is a financial professional with over 19 years of experience in the securities industry. Paul has a broad range of experience with multiple firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and DRW Securities, L.L.C. Paul is currently registered with Cumberland Securities LLC. Paul is a Series 7, Series 10, Series 24, Series 3, Series 55, and Series 57TO licensed professional and holds a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/07/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
IL
02/07/2023 - 05/07/2024
DRW SECURITIES, L.L.C. (CHICAGO IL)
NY
05/10/2019 - 02/09/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
03/22/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/17/2007 - 03/01/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/15/2004 - 07/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2016
Series 3 - National Commodity Futures Examination
BC
Issued 04/12/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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