Unclaimed
Paul Brian Toth is a financial advisor with over 25 years of experience in the financial services industry. He currently works at PNC Capital Markets LLC in Pittsburgh, Pennsylvania. Paul's career in the industry began in 1994, working with Merrill Lynch. He also spent time with Nesbitt Burns Securities Inc., prior to joining PNC Capital Markets. Paul holds Series 7, 24, and 63 registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/10/1999 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
IL
03/17/1999 - 09/29/1999
NESBITT BURNS SECURITIES INC. (CHICAGO IL)
IL
08/02/1995 - 12/18/1997
NESBITT BURNS SECURITIES INC. (CHICAGO IL)
NY
01/07/1994 - 01/10/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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