Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Brian Smith is a registered investment advisor representative with Morgan Stanley. Paul has been in the industry since September 19, 2005, and has been registered with Morgan Stanley since June 2009. Paul has a wide range of experience, having worked with a variety of clients, including high-net-worth individuals, corporations, and investment companies. Paul holds a Series 7, Series 31, Series 63, and Series 65 license. Paul is also a registered investment advisor in Oregon and Texas. Paul is dedicated to providing clients with personalized financial advice and investment management services. Paul is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
03/23/2012 - Present
Morgan Stanley (Medford OR)
OR
09/19/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEDFORD OR)
IA
Issued 10/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Smith is the right advisor for you? Invested Better is here to help.
