Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Sabo is a financial professional with over 30 years of experience in the industry. Paul is currently registered with Stifel, Nicolaus & Company, Inc. in Memphis, Tennessee and previously worked with several other firms including Raymond James & Associates, Inc., SunTrust Robinson Humphrey, Inc., Piper Jaffray & Co., Morgan Keegan & Company, Inc., Keogler, Morgan & Company, Inc., Edward D. Jones & Co., L.P., and Crews & Associates, Inc. Paul holds the Series 7, Series 24, Series 53 and SIE licenses. Paul is licensed to provide investment advice and services in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
04/19/2012 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
07/30/2009 - 04/04/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/17/2007 - 07/23/2009
SUNTRUST ROBINSON HUMPHREY, INC. (MEMPHIS TN)
MN
05/31/2005 - 10/17/2007
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
TN
07/16/1997 - 05/27/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
GA
03/08/1996 - 07/28/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
MO
12/10/1992 - 05/24/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
AR
08/22/1989 - 11/06/1989
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
BC
Issued 01/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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