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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul McCorristin is an active investment advisor registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since April 1999. Paul has a wide range of experience and is currently affiliated with Wells Fargo Clearing Services, LLC. Paul has also held positions at several other firms, including VISION FINANCIAL MARKETS LLC, R.W. SMITH & ASSOCIATES, LLC, BOENNING & SCATTERGOOD, INC., DISCOUNT MUNIBROKERS and DEAN WITTER REYNOLDS INC. Paul has passed several FINRA exams, including the Series 63, Series 65, Series 53, Series 6TO, Series 52TO, SIE, Series 31, and Series 7. Paul is currently registered in the state of New Jersey and New York. Paul holds a specialization in securities, commodities and other financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/11/2024 - Present
Wells Fargo Clearing Services, LLC (HADDON TOWNSHIP NJ)
CT
03/09/2020 - 02/26/2021
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
NJ
12/05/2006 - 01/13/2020
R.W. SMITH & ASSOCIATES, LLC (Medford Lakes NJ)
PA
10/25/2006 - 12/01/2006
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NJ
02/18/1998 - 09/07/2006
DISCOUNT MUNIBROKERS (CHERRY HILL NJ)
NJ
04/24/1996 - 02/11/1998
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
NY
10/24/1995 - 03/20/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/25/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/11/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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