Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Brian Cowie is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Paul Brian Cowie has been in the financial services industry since 1998. Paul Brian Cowie is registered with the Securities and Exchange Commission as an investment advisor representative and registered with the state of New York. TIAA-CREF Individual & Institutional Services, LLC is a registered investment advisor with the Securities and Exchange Commission. TIAA-CREF Individual & Institutional Services, LLC provides investment advisory services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NY
06/17/2010 - 03/12/2012
M&T SECURITIES, INC. (NEW YORK NY)
NY
11/21/2006 - 06/01/2010
CHASE INVESTMENT SERVICES CORP. (RYE NY)
IL
06/03/2004 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/07/2003 - 06/02/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
02/10/1998 - 02/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/03/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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