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Paul Brian Barnes

Hilltop Securities Inc.

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About Paul Brian Barnes

Paul Brian Barnes is a registered representative with Hilltop Securities Inc. Paul Brian Barnes has been in the industry since June 30, 1994 and has over 27 years of experience. Paul Brian Barnes holds the Series 63, Series 53, SIE and Series 7 licenses. Paul Brian Barnes is registered with the Financial Industry Regulatory Authority (FINRA) and 53 other states and the District of Columbia. Paul Brian Barnes is also a registered representative for BARRE & COMPANY, INCORPORATED. Paul Brian Barnes specializes in the following areas: Fixed Income, Equity Securities, Mutual Funds and Variable Annuities.

Firm Information

Paul Barnes is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Paul Barnes’s Registration & Firm History

TX

05/22/1995 - Present

Hilltop Securities Inc. (DALLAS TX)

TX

07/01/1994 - 06/06/1995

BARRE & COMPANY, INCORPORATED (DALLAS TX)

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Licenses & Designations

BC

Issued 08/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Brian Barnes.
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