Unclaimed
Paul Cantor is an Investment Advisor Representative with Mariner Wealth. Paul Cantor's firm provides Financial Planning, Portfolio Management for Businesses, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Pension Consulting, Educational Seminars, Selection of Other Advisers and Publication of Periodicals as investment advisory services. Paul Cantor has 36 years of experience in the securities industry. Paul Cantor holds the following licenses: Series 3, Series 4, Series 7, Series 55, Series 63. Paul Cantor also holds the following designations: Certified Financial Planner, Chartered Financial Analyst. Paul Cantor has worked for 6 different firms in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/29/2024 - Present
Mariner Wealth (Mt. Pleasant SC)
NY
03/14/2011 - 09/28/2012
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
03/05/2009 - 05/28/2010
ASSENT LLC (NEW YORK NY)
NY
09/10/2007 - 12/17/2007
SPECTRUM TRADING, LLC (NEW YORK NY)
NY
08/21/1996 - 02/13/2002
HAMILTON PARTNERS LIMITED (NEW YORK NY)
NY
04/21/1987 - 04/10/1989
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NA
07/26/1984 - 05/20/1987
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 01/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/1987
Series 4 - Registered Options Principal Examination
BC
Issued 05/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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