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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Budnik is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Rolling Meadows, IL. Paul has been working in the financial industry since 2001, starting his career at BANC ONE BROKERAGE INTERNATIONAL CORPORATION. Paul earned his Series 66, Series 63, Series 4, Series 10 and Series 9 licenses. Paul is registered in 53 states to provide broker-dealer and investment advisory services. In addition to his work at Merrill Lynch, Pierce, Fenner & Smith Inc., Paul is also the owner of Neva LLC, a limited liability company based in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING MEADOWS IL)
IL
03/08/2001 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
05/02/1996 - 09/24/2001
BANC ONE BROKERAGE INTERNATIONAL CORPORATION (CHICAGO IL)
BOTH
Issued 07/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/29/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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