Unclaimed
Paul Benjamin French is a financial advisor with Allspring Funds Distributor, LLC. Paul has been in the industry for 15 years and is registered to provide securities advice in 20 states. Paul is a Series 7, 63, and 65 licensed professional. In addition to a Series 7, Paul also has Series SIE and Series 7TO licenses. Paul previously worked for Diversified Investors Securities Corp., Evergreen Investment Services, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
12/19/2022 - Present
Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)
NY
11/02/2010 - 04/30/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NC
05/30/2008 - 05/20/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
09/05/1996 - 06/19/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/24/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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