Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Baker is a financial advisor affiliated with Northwestern Mutual Investment Services, LLC. Paul has been in the securities industry since 2023 and currently holds the following licenses: Series 63, Series 65, Series 7TO, Series 6TO and SIE. Paul has offices in Fort Wayne, Indiana. Paul is registered in Indiana and Michigan and is also a Finance Council Member for St Peter’s Catholic Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
10/11/2024 - Present
Northwestern Mutual Investment Services, LLC (FORT WAYNE IN)
BC
Issued 03/28/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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