Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul David Rice is a financial advisor with Wells Fargo Securities, LLC. Paul has been in the financial services industry since March 1, 2015. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Paul holds the Series 63, Series 79, and SIE licenses. Paul is currently employed by Wells Fargo Securities, LLC in their Houston, TX office. Paul's previous employer was Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/30/2018 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
09/16/2014 - 06/15/2018
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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