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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Augustine Dau is a financial advisor with Edelman Financial Engines. Paul has been in the industry since 1990 and has a strong track record of helping clients achieve their financial goals. Paul is a Certified Financial Planner (CFP®) and holds a Series 6, 7, 63, and 66 license. Paul is registered to provide investment advice in Arizona, Florida, and Texas. He has previously worked at TD Ameritrade, Inc. and Scudder Investor Services, Inc. Paul is passionate about helping clients reach their financial goals and strives to provide them with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
AZ
01/06/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
UT
05/17/2012 - 06/21/2017
TD AMERITRADE, INC. (DRAPER UT)
NY
06/07/1990 - 04/22/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 05/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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