Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul August Alegi is a financial advisor with over 24 years of experience in the industry. Paul is currently registered with Raymond James & Associates, Inc. in Sarasota, FL. Paul has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, VOYA FINANCIAL ADVISORS, INC., and CETERA ADVISOR NETWORKS LLC, among others. Paul has a strong background in providing investment advice to individuals, businesses, and institutional clients. Paul is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/18/2023 - Present
Raymond James & Associates, Inc. (SARASOTA FL)
MN
02/14/2020 - 08/18/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
04/19/2016 - 08/11/2016
VOYA FINANCIAL ADVISORS, INC. (MINNEAPOLIS MN)
MN
04/25/2011 - 07/24/2014
CETERA ADVISOR NETWORKS LLC (MINNEAPOLIS MN)
MN
07/20/2009 - 04/25/2011
WALL STREET FINANCIAL GROUP, INC. (PLYMOUTH MN)
PA
07/18/2008 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
11/15/2006 - 07/07/2008
DIRECTED SERVICES LLC (WEST CHESTER PA)
VA
04/07/2005 - 11/08/2006
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MN
06/13/2003 - 02/28/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/13/2003 - 02/28/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CO
08/29/2000 - 04/04/2003
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
12/19/1997 - 08/15/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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