Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Arthur Peterson is a financial advisor at LPL Financial LLC. Paul has been in the financial industry since 1992. Paul holds the Series 7, Series 24, Series 63, and Series 65 licenses. Paul is a Certified Financial Planner™. Paul has worked with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past. Paul currently holds registrations in 31 states and provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Paul has been with LPL Financial since 2009. Paul's office is located at 1 Fishers Road Ste 180 in Pittsford, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2020 - Present
LPL Financial LLC (PITTSFORD NY)
NY
06/02/2004 - 04/09/2009
UBS FINANCIAL SERVICES INC. (ROCHESTER NY)
NY
07/10/1992 - 06/03/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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