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Paul Anthony Sawina

BNY Mellon Securities Corp.

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About Paul Anthony Sawina

Paul Anthony Sawina is a financial professional with over 18 years of experience in the industry. Paul is currently registered with BNY Mellon Securities Corp. Paul has held previous positions with firms like INFINEX INVESTMENTS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and UST FINANCIAL SERVICES CORP. Paul is licensed in 15 states.

Firm Information

Paul Sawina is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Sawina’s Registration & Firm History

NY

09/25/2015 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

NY

03/09/2013 - 08/25/2015

INFINEX INVESTMENTS, INC. (NEW YORK NY)

NY

10/23/2009 - 04/19/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/05/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)

NY

04/07/1997 - 08/31/2001

UST FINANCIAL SERVICES CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/28/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/04/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Anthony Sawina.
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