Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Anthony Morgan is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC. Paul has been with the firm since August 2016 and has a wealth of experience, having previously been registered with Morgan Stanley and Wells Fargo Advisors, LLC. Paul holds the Series 7, 9, 10, 24, 53 and 63 licenses and is a registered representative in multiple states. Paul offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Paul is dedicated to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/26/2016 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
01/12/2012 - 09/02/2016
MORGAN STANLEY (SOUTHLAKE TX)
TX
05/11/2006 - 01/13/2012
WELLS FARGO ADVISORS, LLC (SOUTHLAKE TX)
TX
09/10/1998 - 05/23/2006
A. G. EDWARDS & SONS, INC. (ARLINGTON TX)
FL
06/20/1994 - 09/14/1998
AMERICAN MUNICIPAL SECURITIES, INC. (ST. PETERSBURG FL)
NC
12/23/1992 - 06/17/1994
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
AR
08/08/1990 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
GA
01/29/1990 - 08/10/1990
RUFF SECURITIES CORPORATION (ATLANTA GA)
NA
09/19/1989 - 01/01/1990
SWINK & COMPANY, INC.
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/18/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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