Unclaimed
Paul Anthony Maslowski is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Northwestern Mutual Investment Services, LLC and has previously worked with other financial firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, National Financial Services LLC, Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc.. Paul is licensed and registered in over 50 states and has a wide range of experience and expertise to help investors with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
05/03/2010 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
MA
06/01/2009 - 04/12/2010
MORGAN STANLEY SMITH BARNEY (WELLESLEY MA)
MA
06/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WELLESLEY MA)
MA
12/16/2002 - 09/12/2006
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
04/08/1993 - 10/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
11/03/1989 - 03/30/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
07/08/1985 - 06/26/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
01/17/1985 - 04/04/1985
EASTERN CAPITAL SECURITIES, INC.
NA
08/03/1984 - 09/04/1984
FIRST INVESTORS CORPORATION
NA
05/22/1984 - 07/05/1984
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 10/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/13/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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