Invested Better
Unclaimed

Unclaimed

Unclaimed

Paul Anthony Maslowski

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paul? Claim Your Profile

About Paul Anthony Maslowski

Paul Anthony Maslowski is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Northwestern Mutual Investment Services, LLC and has previously worked with other financial firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, National Financial Services LLC, Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc.. Paul is licensed and registered in over 50 states and has a wide range of experience and expertise to help investors with their financial goals.

Firm Information

Paul Maslowski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paul Maslowski’s Registration & Firm History

MA

05/03/2010 - Present

Northwestern Mutual Investment Services, LLC (BOSTON MA)

MA

06/01/2009 - 04/12/2010

MORGAN STANLEY SMITH BARNEY (WELLESLEY MA)

MA

06/30/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (WELLESLEY MA)

MA

12/16/2002 - 09/12/2006

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

04/08/1993 - 10/23/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

TX

11/03/1989 - 03/30/1993

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

RI

07/08/1985 - 06/26/1989

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NA

01/17/1985 - 04/04/1985

EASTERN CAPITAL SECURITIES, INC.

NA

08/03/1984 - 09/04/1984

FIRST INVESTORS CORPORATION

NA

05/22/1984 - 07/05/1984

FIRST JERSEY SECURITIES, INC.

Not sure if Paul Anthony Maslowski is right for you?

Licenses & Designations

BOTH

Issued 10/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/09/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/24/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/13/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 04/20/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Anthony Maslowski.
Not sure if Paul Anthony Maslowski is right for you?