Unclaimed
Paul Anthony Lyons is a financial advisor with over 20 years of experience in the industry. Paul has a strong background in investment management and is currently registered with Janus Henderson Distributors US LLC. He has previously held positions at Credit Suisse Securities (USA) LLC, BlackRock Fund Distribution Company, Barclays Global Investors Services, Morgan Stanley & Co. Incorporated, Wagner Stott Mercator, L.L.C. and CMJ Partners LLC. Paul is licensed to provide financial services in Colorado and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/18/2016 - Present
Janus Henderson Distributors US LLC (Darien CT)
NY
01/09/2012 - 05/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/05/2009 - 11/04/2011
BLACKROCK FUND DISTRIBUTION COMPANY (NEW YORK NY)
NY
06/27/2008 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
NY
03/24/2000 - 05/02/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/08/1999 - 03/17/2000
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
NY
07/30/1998 - 10/08/1999
CMJ PARTNERS LLC (NEW YORK NY)
BC
Issued 11/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 07/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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