Unclaimed
Paul Lapiana is a financial professional with over 30 years of experience in the industry. Paul is currently registered with MML Distributors, LLC, MML Strategic Distributors, LLC and MML Investors Services, LLC. Paul is licensed to provide investment advice and securities products in all 50 states, as well as Puerto Rico and the Virgin Islands. Paul has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/02/2019 - Present
MML Distributors, LLC (SPRINGFIELD MA)
NC
03/02/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
11/26/2014 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
03/02/2012 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
CA
08/10/2004 - 04/25/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
10/25/2005 - 06/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
11/19/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
07/01/1999 - 11/19/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
AZ
01/25/1999 - 06/15/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
08/31/1992 - 02/08/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/31/1992 - 02/08/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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