Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Anthony Koch is a financial advisor with Robert W. Baird & Co. Inc.. Paul has been in the industry since January 20, 2005. Paul has Series 7, Series 31, Series 66, and SIE licenses. Paul has worked with Ameriprise Financial Services, LLC, Morgan Stanley, and Morgan Stanley & Co. Incorporated. Paul is registered in 23 states and is currently licensed in Arizona and Texas. Paul has extensive experience in working with high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
07/05/2023 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
09/02/2016 - 07/11/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Phoenix AZ)
AZ
06/01/2009 - 09/09/2016
MORGAN STANLEY (PEORIA AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
01/21/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
BOTH
Issued 02/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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