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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Holt is a financial advisor with Stifel, Nicolaus & Company, Inc. in Bozeman, Montana. Paul Holt has been in the securities industry since May 13, 2019 and has a Series 7, 6, 63, 65, 9, and 10. Paul Holt has been registered with the Securities and Exchange Commission and FINRA, in addition to numerous states. Paul Holt is experienced in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
07/26/2022 - Present
Stifel, Nicolaus & Company, Inc. (BOZEMAN MT)
MT
05/01/2019 - 09/16/2019
WELLS FARGO CLEARING SERVICES, LLC (BOZEMAN MT)
IA
Issued 06/05/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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