Unclaimed
Paul Guider is a financial advisor who has been in the industry since 2008. Paul is currently registered with Scotia Capital (usa) Inc. Paul has extensive experience in the financial services industry, with previous roles at SBC Capital Markets, Inc. and SBCI Swiss Bank Corporation Investment Banking Inc. Paul's expertise includes investment advisory, securities trading, and operations management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2015 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/03/1995 - 05/20/1996
SBC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
11/02/1992 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
NY
05/09/1991 - 11/04/1992
SBC GOVERNMENT SECURITIES INC (NEW YORK NY)
NY
08/03/1987 - 03/09/1989
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
BC
Issued 05/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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