Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Anthony Dickens is a financial advisor who has been in the industry since 2003. Paul is currently registered with LPL Enterprise, LLC and has a number of previous registrations with other firms including Park Avenue Securities LLC, LPL FINANCIAL LLC, EDWARD JONES, Ameriprise Financial Services, Inc. and AXA Advisors, LLC. Paul works with a variety of clients including corporations, individuals, and pension and profit-sharing plans. Paul's services include financial planning, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/14/2024 - Present
LPL Enterprise, LLC (HOUSTON TX)
TX
09/28/2017 - 05/16/2022
PARK AVENUE SECURITIES LLC (HOUSTON TX)
TX
06/24/2015 - 10/12/2017
LPL FINANCIAL LLC (KATY TX)
TX
12/03/2012 - 06/11/2015
EDWARD JONES (KATY TX)
TX
06/30/2010 - 12/06/2012
AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
07/14/2009 - 06/24/2010
AXA ADVISORS, LLC (HOUSTON TX)
MN
08/06/2007 - 02/26/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/13/2004 - 09/27/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/13/2004 - 09/27/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/22/2002 - 02/27/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/22/2002 - 02/27/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/07/2000 - 06/19/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/07/2000 - 06/19/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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