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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Anthony Cappuccio is a financial advisor at Osaic Wealth, Inc. with over 30 years of experience in the financial services industry. Paul has a strong track record of providing personalized financial advice to individuals, families, and businesses. Paul is committed to helping clients achieve their financial goals by providing a comprehensive range of financial services, including investment management, retirement planning, and estate planning. Paul is registered in Massachusetts as a Broker-Dealer and Investment Advisor. Paul is also a Registered Representative of Signator Investors, Inc. and Royal Alliance Associates, Inc.. Paul holds a Series 6, 7, 24, and 63 license and a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/02/2024 - Present
Osaic Wealth, Inc. (RALEIGH NC)
NC
12/10/2018 - 07/31/2024
OSAIC WEALTH, INC. (RALEIGH NC)
AZ
11/09/2018 - 11/28/2018
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
11/07/2005 - 11/05/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/01/2005 - 11/08/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
10/01/2002 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
12/23/1999 - 02/27/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
06/26/1992 - 09/30/1999
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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