Unclaimed
Paul Anthony Ahern is a financial advisor with over 30 years of experience in the industry. He is currently registered with Hightower Advisors, LLC in Scottsdale, Arizona. Paul is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC). He also holds Series 7, 24, 63 and 65 licenses. Paul has worked with a number of firms throughout his career including SunAmerica Securities, Inc., AIG Financial Advisors, Inc. and Purshe Kaplan Sterling Investments. Paul specializes in providing financial planning and investment management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
AZ
11/21/2018 - Present
Hightower Advisors, LLC (Scottsdale AZ)
AZ
03/31/2008 - 10/25/2018
PURSHE KAPLAN STERLING INVESTMENTS (SCOTTSDALE AZ)
AZ
10/31/2005 - 04/11/2008
AIG FINANCIAL ADVISORS, INC. (CHANDLER AZ)
AZ
12/03/1996 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
07/16/1992 - 12/03/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/16/1992 - 12/03/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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