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Paul Andrew Tompkin

Pruco Securities, LLC

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About Paul Andrew Tompkin

Paul Tompkin is a registered representative with Pruco Securities, LLC. Paul has been in the financial industry since January 12, 2004. Paul has experience with providing financial services to high-net-worth individuals, trusts and estates, businesses, and individuals other than high-net-worth. Paul is registered to provide investment advisory services in Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina, South Carolina and Virginia. Paul is also registered to provide securities services in Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina, South Carolina and Virginia. Paul is a licensed insurance broker with West Morris Financial.

Firm Information

Paul Tompkin is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Paul Tompkin’s Registration & Firm History

NJ

12/26/2017 - Present

Pruco Securities, LLC (EAST BRUNSWICK NJ)

NJ

02/12/2016 - 08/03/2017

HORNOR, TOWNSEND & KENT, INC. (FLORHAM PARK NJ)

NJ

03/11/2010 - 01/25/2016

MML INVESTORS SERVICES, LLC (BRIDGEWATER NJ)

NJ

12/08/2003 - 03/02/2010

METLIFE SECURITIES INC. (SHORT HILLS NJ)

NJ

12/08/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (SHORT HILLS NJ)

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Licenses & Designations

IA

Issued 12/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/05/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Andrew Tompkin.
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