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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Toby is a financial advisor with over 25 years of experience in the industry. Paul Toby is currently registered with UBS Financial Services Inc. and holds various licenses and registrations, including Series 7, 31, 63, and 66. Paul Toby has a strong track record of providing financial advice and portfolio management services to individuals, families, businesses, and charitable organizations. Paul Toby's previous employers include Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
02/13/2009 - Present
UBS Financial Services Inc. (TROY MI)
MI
04/02/2007 - 02/20/2009
MORGAN STANLEY & CO. INCORPORATED (ROCHESTER MI)
MI
09/05/1995 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER MI)
NY
12/06/1994 - 08/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 10/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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