Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Tam is a financial advisor with over 18 years of experience in the financial services industry. Paul is currently registered with Houlihan Lokey Capital, Inc. Previously, Paul worked at GREENHILL & CO., LLC, MERCURY CAPITAL ADVISORS, LLC, BROOKFIELD PRIVATE ADVISORS LLC, J.P.MORGAN SECURITIES INC., CRANE CAPITAL ASSOCIATES, LLC, and OFFROAD SECURITIES, INC. Paul holds the Series 7, Series 63, and SIE licenses. Paul has been active in the financial services industry since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/29/2024 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
06/18/2021 - 01/17/2024
GREENHILL & CO., LLC (SAN FRANCISCO CA)
CA
05/08/2013 - 05/25/2021
MERCURY CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
NY
12/16/2010 - 01/07/2013
BROOKFIELD PRIVATE ADVISORS LLC (NEW YORK NY)
CA
02/28/2007 - 12/31/2008
J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CT
07/11/2003 - 05/10/2007
CRANE CAPITAL ASSOCIATES, LLC (ROWAYTON CT)
CA
08/23/2001 - 08/30/2001
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 07/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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