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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Andrew Staples is an investment advisor representative with Ameriprise Financial Services, LLC. Paul has been in the securities industry since August 20, 1991, and has been registered with Ameriprise Financial Services, LLC since March 2020. Previously, Paul was associated with WELLS FARGO ADVISORS LLC, WELLS FARGO CLEARING SERVICES, LLC, UBS FINANCIAL SERVICES INC., PRUDENTIAL SECURITIES INCORPORATED, and DEAN WITTER REYNOLDS INC. Paul has a Series 7, 31, 63, and 65 licenses and has been registered with the state of Virginia. Paul is a licensed securities professional and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
02/14/2019 - Present
Ameriprise Financial Services, LLC (RICHMOND VA)
VA
09/05/2008 - 02/19/2019
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
08/09/2002 - 09/19/2008
UBS FINANCIAL SERVICES INC. (RICHMOND VA)
NY
08/14/1995 - 08/26/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/21/1991 - 08/22/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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