Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Andrew Siegel is a financial advisor with over 25 years of experience in the financial services industry. Paul has held various roles in the industry, including positions with RBC Dain Rauscher Inc., U.S. Bancorp Piper Jaffray Inc., Prudential Securities Incorporated, Citigroup Global Markets Inc., and Morgan Stanley Smith Barney. Paul is currently registered with Ameriprise Financial Services, LLC and has a Series 63, Series 65, Series 7, and Series 31. Paul provides various financial services to individuals and businesses, including portfolio management, financial planning, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
12/19/2013 - Present
Ameriprise Financial Services, LLC (Phoenix AZ)
AZ
06/01/2009 - 06/08/2012
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
03/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
06/01/2001 - 04/01/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
08/01/1997 - 06/15/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
01/08/1997 - 07/23/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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