Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Schmitz is an investment advisor representative at Ameriprise Financial Services, LLC. Paul has been in the securities industry since 1986 and has a total of 15 approved state registrations. Paul is registered as an investment advisor representative in Florida, Louisiana and Texas. Paul has also previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and THOMSON MCKINNON SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
08/16/2024 - Present
Ameriprise Financial Services, LLC (Lafayette LA)
LA
01/11/2019 - 08/16/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAFAYETTE LA)
LA
04/15/2005 - 12/24/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE LA)
MO
07/01/2003 - 04/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/23/1986 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 01/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 06/12/1986
Series 5 - Interest Rate Options Examination
BC
Issued 06/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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