Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Schmidt is a financial advisor in Minneapolis, Minnesota and has been in the industry since 1996. Paul is currently registered with Focus Financial and has previously worked at LPL FINANCIAL LLC, SII INVESTMENTS, INC., VALIC FINANCIAL ADVISORS, INC., SECURITIES AMERICA, INC., and MILLER, JOHNSON & KUEHN, INCORPORATED. Paul is a Series 63 and 66 licensed professional and has passed the Series 7 and SIE exams. Paul's client base includes individuals, high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
03/26/2020 - Present
Focus Financial (MINNEAPOLIS MN)
MN
02/14/2018 - 11/20/2019
LPL FINANCIAL LLC (SARTELL MN)
MN
02/25/2010 - 02/14/2018
SII INVESTMENTS, INC. (SARTELL MN)
MN
09/21/2009 - 03/09/2010
VALIC FINANCIAL ADVISORS, INC. (EDINA MN)
MN
11/26/2008 - 09/30/2009
SECURITIES AMERICA, INC. (SARTELL MN)
MN
04/17/1999 - 12/22/2008
SII INVESTMENTS, INC. (SARTELL MN)
MN
02/15/1996 - 04/09/1999
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
BOTH
Issued 03/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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