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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Richards is a financial advisor with over 23 years of experience in the financial services industry. Paul is currently registered with Osaic Wealth, Inc. and holds Series 6, 63, and 65 securities licenses as well as the SIE exam. Paul is a licensed Investment Advisor in Missouri and Texas. Paul has a diverse background, having previously worked with firms such as Transamerica Financial Advisors, Inc. and Signator Investors, Inc.. Paul specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/13/2024 - Present
Osaic Wealth, Inc. (LIBERTY MO)
MO
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LIBERTY MO)
MO
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KEARNEY MO)
MO
10/31/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (NORTH KANSAS CITY MO)
CA
04/08/2002 - 10/31/2003
ZAHORIK COMPANY, INC. (PASADENA CA)
CT
12/21/2001 - 04/09/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
06/28/2001 - 01/11/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/28/2001 - 01/11/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
04/23/1999 - 07/06/2001
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 09/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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