Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Higgins has been in the financial industry since May 18, 1986. Paul is currently registered with Stifel, Nicolaus & Company, Inc. in Missouri and Texas. Paul has also previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and LFG INVESTMENTS, INC.. Paul is a Series 65 and Series 63 licensed professional with a strong background in financial planning and portfolio management. Paul is dedicated to providing clients with personalized financial advice and helping them reach their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/19/2023 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
MO
03/16/1989 - 01/31/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
NA
01/21/1986 - 02/13/1989
LFG INVESTMENTS, INC.
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1989
Series 5 - Interest Rate Options Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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