Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Andrew Gartner is a financial advisor registered with LPL Financial LLC. Paul has been working in the financial industry since 1997. Paul holds Series 3, 7, 24, 51, 63 and 65 licenses. Paul has provided financial services to individuals, corporations, trusts, investment clubs, charitable organizations, pension and profit sharing plans, state or municipal government entities, and high-net-worth individuals. Paul's previous employers include CUNA BROKERAGE SERVICES, INC., LPL FINANCIAL LLC, THE HUNTINGTON INVESTMENT COMPANY, E. F. HUTTON & COMPANY INC, and FIRST JERSEY SECURITIES, INC. Paul offers financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/18/2022 - Present
LPL Financial LLC (Waverly IA)
IA
02/05/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
SC
05/23/2013 - 01/24/2018
LPL FINANCIAL LLC (FORT MILL SC)
WV
09/01/1998 - 04/16/2012
THE HUNTINGTON INVESTMENT COMPANY (MORGANTOWN WV)
NA
05/02/1986 - 03/27/1987
E. F. HUTTON & COMPANY INC
NA
05/25/1984 - 03/10/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Paul Gartner is the right advisor for you? Invested Better is here to help.
