Unclaimed
Paul Cieslik is a registered Investment Advisor Representative with Capital Client Group, Inc. Paul has been in the industry since 1993 and has a strong track record of success. Paul specializes in providing financial advice to individuals and families. Paul is committed to helping clients reach their financial goals. Paul is a Series 6, 7, 26, 63 and 65 licensed professional and has a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/03/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
08/04/1998 - 05/29/2001
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
03/28/1996 - 07/24/1998
SMITH BARNEY INC. (NEW YORK NY)
RI
10/18/1995 - 04/16/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
02/04/1993 - 09/25/1995
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
IA
Issued 04/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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