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Paul Alphonse Viel

& partners

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About Paul Alphonse Viel

Paul Alphonse Viel is an investment advisor representative who has been in the industry since July 1976. Paul Viel is currently registered with &partners, which has offices in Clayton, MO, Nashville, TN, Hemlock, NY and Pittsford, NY. Paul Viel has previously been registered with WELLS FARGO CLEARING SERVICES, LLC, A. G. EDWARDS & SONS, INC., MCDONALD INVESTMENTS INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, TUCKER, ANTHONY & R. L. DAY, INC., E. F. HUTTON & COMPANY INC, and DEAN WITTER REYNOLDS INC.. Paul Viel holds the Series 63, 65, 7, 8, 9, 10, 31, 5, PC, and SIE licenses. Paul Viel provides portfolio management services for individuals and businesses. &partners is a large investment advisory firm with more than $1 billion in assets under management. The firm primarily serves individuals and has more than 2500 clients. &partners has been in business for more than 30 years and has offices in Nashville, TN and other states. The firm specializes in providing financial planning, portfolio management, and research report services.

Firm Information

Paul Viel is currently registered with & partners. &partners is a Limited Liability Company that was formed on December 7, 1995. They are headquartered in Nashville, TN and have offices in multiple states. The firm provides a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. &partners manages over $1 billion in assets for a diverse client base, including individuals, families, businesses, trusts, and charitable organizations. They are registered with the SEC and in all 51 states.
& partners

40 BURTON HILLS BLVD

NASHVILLE, TN 37215

$1.17B

Assets Under Management

254

Total Clients

250

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction

Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Trans fee, service charges; 12b-1; money market trls; bdsp

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Paul Viel’s Registration & Firm History

MO

08/30/2024 - Present

&partners (Clayton MO)

NY

01/01/2008 - 09/04/2024

WELLS FARGO CLEARING SERVICES, LLC (ROCHESTER NY)

NY

09/16/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ROCHESTER NY)

OH

06/18/1999 - 09/30/2005

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

NY

08/26/1994 - 06/21/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

10/10/1988 - 08/29/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

05/13/1983 - 10/17/1988

TUCKER, ANTHONY & R. L. DAY, INC.

NA

10/27/1980 - 05/24/1983

E. F. HUTTON & COMPANY INC

NA

11/28/1978 - 11/03/1980

DEAN WITTER REYNOLDS INC.

NA

03/01/1976 - 06/30/1978

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 12/18/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/28/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 10/02/1981

Series 5 - Interest Rate Options Examination

BC

Issued 08/31/1977

PC - AMEX Put and Call Exam

BC

Issued 02/21/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Alphonse Viel.
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