Unclaimed
Paul Alphonse Viel is an investment advisor representative who has been in the industry since July 1976. Paul Viel is currently registered with &partners, which has offices in Clayton, MO, Nashville, TN, Hemlock, NY and Pittsford, NY. Paul Viel has previously been registered with WELLS FARGO CLEARING SERVICES, LLC, A. G. EDWARDS & SONS, INC., MCDONALD INVESTMENTS INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, TUCKER, ANTHONY & R. L. DAY, INC., E. F. HUTTON & COMPANY INC, and DEAN WITTER REYNOLDS INC.. Paul Viel holds the Series 63, 65, 7, 8, 9, 10, 31, 5, PC, and SIE licenses. Paul Viel provides portfolio management services for individuals and businesses. &partners is a large investment advisory firm with more than $1 billion in assets under management. The firm primarily serves individuals and has more than 2500 clients. &partners has been in business for more than 30 years and has offices in Nashville, TN and other states. The firm specializes in providing financial planning, portfolio management, and research report services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MO
08/30/2024 - Present
&partners (Clayton MO)
NY
01/01/2008 - 09/04/2024
WELLS FARGO CLEARING SERVICES, LLC (ROCHESTER NY)
NY
09/16/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROCHESTER NY)
OH
06/18/1999 - 09/30/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
08/26/1994 - 06/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/10/1988 - 08/29/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/13/1983 - 10/17/1988
TUCKER, ANTHONY & R. L. DAY, INC.
NA
10/27/1980 - 05/24/1983
E. F. HUTTON & COMPANY INC
NA
11/28/1978 - 11/03/1980
DEAN WITTER REYNOLDS INC.
NA
03/01/1976 - 06/30/1978
E. F. HUTTON & COMPANY INC
IA
Issued 12/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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