linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Paul Allen Harris

BMO Capital Markets Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paul? Claim Your Profile

About Paul Allen Harris

Paul Harris is a financial professional with over 15 years of experience in the industry. Paul is currently registered with BMO Capital Markets Corp. and holds a Series 7, Series 79, and Series 63 license as well as the SIE exam. Previously, Paul was employed at BNP Paribas Securities Corp., J.P. Morgan Securities Inc., and Banc One Capital Markets, Inc. Paul has experience in various areas of the financial industry, including investment banking and securities trading. Paul is dedicated to providing clients with personalized financial advice and guidance to help them reach their financial goals.

Firm Information

Paul Harris is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fees for securities trading ideas and research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paul Harris’s Registration & Firm History

IL

08/14/2014 - Present

BMO Capital Markets Corp. (CHICAGO IL)

IL

02/09/2006 - 02/03/2009

BNP PARIBAS SECURITIES CORP. (CHICAGO IL)

OH

08/02/2004 - 01/31/2006

J.P. MORGAN SECURITIES INC. (COLUMBUS OH)

IL

05/01/2001 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

Not sure if Paul Allen Harris is right for you?

Licenses & Designations

BC

Issued 12/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Allen Harris.
Not sure if Paul Allen Harris is right for you?