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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Berkman is a financial advisor with Ameriprise Financial Services, LLC. Paul has been in the financial services industry since 2001. Paul holds Series 3, 7, 24, 63, 65, 86, and 87 licenses. Paul has been registered with Ameriprise Financial Services, LLC since 2019. Previously, Paul was registered with AXA Advisors, LLC, J Giordano Securities Group, Paloma Securities L.L.C. and Paul Berkman & Company L.P.. Paul specializes in providing investment advice and financial planning to individuals, corporations, trusts, estates, pension and profit sharing plans, and charitable organizations. Paul serves clients in the states of California, Connecticut, District of Columbia, Florida, Massachusetts, New Jersey, New York, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (New York NY)
NY
02/11/2009 - 08/20/2019
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/19/2006 - 01/07/2008
J GIORDANO SECURITIES GROUP (NEW YORK NY)
CT
01/14/1996 - 06/13/2000
PALOMA SECURITIES L.L.C. (GREENWICH CT)
NA
05/09/1994 - 04/30/1996
PAUL BERKMAN & COMPANY L.P.
IA
Issued 02/05/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/09/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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