Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Allegra is a financial professional with over 28 years of experience in the securities industry. Paul is currently registered with Stonex Financial Inc. in Florida and New York. Prior to his current role, Paul has held positions at Mora WM Securities, Arca Capital Investments, Inc., Guzman & Company, J.P. Morgan Securities LLC, Smith Barney Inc. and Teevan & Co., Inc. Paul holds multiple licenses, including Series 3, 4, 7, 14, 24, 52TO, 53, 55, 57TO, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/20/2016 - Present
Stonex Financial Inc. (MIAMI FL)
FL
03/26/2015 - 09/30/2016
MORA WM SECURITIES (MIAMI FL)
FL
06/10/2013 - 12/01/2014
ARCA CAPITAL INVESTMENTS, INC. (MIAMI FL)
FL
08/31/2011 - 05/06/2013
GUZMAN & COMPANY (CORAL GABLES FL)
NY
07/24/1995 - 08/16/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/27/1994 - 07/18/1995
SMITH BARNEY INC. (NEW YORK NY)
NJ
07/22/1993 - 07/25/1994
TEEVAN & CO., INC. (RUMSON NJ)
BC
Issued 09/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/08/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2014
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Paul Allegra is the right advisor for you? Invested Better is here to help.
