Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Alfred Gilbert is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gilbert has been in the industry since 1969 and is registered in 25 states. Paul is a Series 7, 63, 65 and SIE licensed advisor. Gilbert's previous employers include Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Kidder, Peabody & Co. Incorporated. Gilbert's specialties include providing financial and investment advice to businesses, high-net-worth individuals, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
08/17/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
05/19/1978 - 09/01/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/24/1974 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
09/26/1972 - 07/26/1974
CLARK, DODGE & CO., INCORPORATED
NA
02/18/1969 - 10/25/1972
DEAM WITTER & COMPANY INC
IA
Issued 2/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/25/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/8/1987
Series 5 - Interest Rate Options Examination
BC
Issued 8/15/1977
PC - AMEX Put and Call Exam
BC
Issued 8/30/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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