Unclaimed
Paul Alexis Leal garabis is a financial professional with over 16 years of experience in the industry. Paul is currently registered with Insigneo Securities, LLC and Insigneo International Financial Services LLC. Paul is also a registered representative in 8 states: Arkansas, District of Columbia, Florida, Georgia, Nevada, New Hampshire, Puerto Rico, and South Dakota. Paul has successfully passed Series 7, Series 24, Series 4, Series 52, Series 53 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
10/12/2023 - Present
Insigneo Securities, LLC (San Juan PR)
PR
03/22/2007 - 12/23/2015
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
03/22/2007 - 12/23/2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
09/18/2006 - 01/03/2007
WACHOVIA SECURITIES, LLC (HATO REY (SAN JUAN) PR)
BOTH
Issued 07/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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