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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Alexander Dixon is a registered investment advisor representative with Sovereign Wealth Advisors LLC, based in Houston, Texas. Paul has been in the financial services industry since 1991 and is licensed in 30 states. Paul holds the Series 4, 7, 8, 24, 31, 63, and 65 licenses and the SIE certification. Paul specializes in financial planning, portfolio management for individuals, pension consulting and providing educational seminars. In addition to his role at Sovereign Wealth Advisors, Paul is also a driver for Uber.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/17/2020 - Present
Sovereign Wealth Advisors LLC (HOUSTON TX)
TX
01/19/2005 - 10/22/2007
FIRST MIDAMERICA INVESTMENT CORPORATION (HOUSTON TX)
MA
10/20/2004 - 11/24/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/31/1991 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/16/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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