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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Alan Neri is a financial advisor with TLG Advisors, Inc. Paul has been in the financial services industry since 1984 and has experience working with individuals, businesses, and institutions. Paul offers financial planning, portfolio management, and pension consulting services. Paul has also worked at several other financial institutions. Paul is a Registered Representative and a Registered Investment Advisor, and is licensed to practice in Massachusetts and Minnesota. Paul earned the Chartered Financial Consultant designation and has passed the Series 6, 7, 22, 24, 62, 63, 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
04/02/2024 - Present
TLG Advisors, Inc. (Minnetonka MN)
MN
01/20/2023 - 09/26/2023
THE HUNTINGTON INVESTMENT COMPANY (Chanhassen MN)
MN
03/14/2019 - 12/22/2022
WELLS FARGO CLEARING SERVICES, LLC (MOUND MN)
MN
04/14/2014 - 11/13/2018
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MA
09/06/2013 - 04/03/2014
ONEAMERICA SECURITIES, INC. (NEWTON MA)
CT
09/21/2011 - 07/31/2013
TRUSTMONT FINANCIAL GROUP, INC. (MILFORD CT)
NY
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
CT
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
CT
01/18/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (STAMFORD CT)
CT
04/14/2005 - 01/23/2007
JEFFERSON PILOT SECURITIES CORPORATION (GREENWICH CT)
NE
10/11/2001 - 04/18/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IN
01/18/1996 - 10/17/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
PA
09/21/1993 - 01/30/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
CT
08/30/1993 - 09/13/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
10/31/1981 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BOTH
Issued 03/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/09/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/22/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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