Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Vulpis is a financial professional with over 20 years of experience in the securities industry. Paul has worked at Btig, LLC since August 2007. Prior to that, Paul worked at UBS Securities LLC, ABN AMRO Incorporated and ABN AMRO Securities LLC. Paul holds the Series 7, Series 63, and SIE licenses. Paul is registered to offer securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2007 - Present
Btig, LLC (New York NY)
NY
12/05/2003 - 08/21/2007
UBS SECURITIES LLC (NEW YORK NY)
CT
03/01/2002 - 12/05/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
06/27/2000 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
MO
01/25/2000 - 07/07/2000
FIRST CLEARING CORPORATION (ST. LOUIS MO)
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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