Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stone is a financial advisor with Ameriprise Financial Services, LLC. Paul has been a registered representative for over 20 years. Paul has a broad range of experience in the financial services industry. Paul is currently licensed and registered in several states including Indiana, Kentucky, and Texas. Paul has previously worked at several financial institutions including UBS Financial Services Inc., Fifth Third Securities, Inc., and Eaton Vance Distributors, Inc. Paul holds several professional licenses including Series 6, 7, 24 and 66. Paul specializes in asset allocation, financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
05/07/2013 - Present
Ameriprise Financial Services, LLC (LOUISVILLE KY)
KY
05/05/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LOUISVILLE KY)
KY
03/27/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
06/22/2005 - 02/02/2006
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
MA
09/28/2001 - 11/24/2004
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 01/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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