Unclaimed
Paul A Mariani is a financial advisor with Mesirow Financial, Inc., where he has been registered since September 6, 2018. Paul has over 12 years of experience in the financial industry. Before joining Mesirow Financial, Inc., Paul was employed by KPMG Corporate Finance LLC from March 20, 2015 to August 9, 2018. Paul is registered with the state of Illinois and holds the following licenses: Series 7, Series 24, Series 63, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/06/2018 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
03/20/2015 - 08/09/2018
KPMG CORPORATE FINANCE LLC (CHICAGO IL)
IL
10/22/2012 - 03/12/2015
EIGHT PINES SECURITIES LLC (CHICAGO IL)
IL
01/11/2006 - 10/01/2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)
IL
06/28/2004 - 12/01/2005
PRICEWATERHOUSECOOPERS CORPORATE ADVISORY AND RESTRUCTURING LLC (CHICAGO IL)
NY
10/03/2000 - 10/11/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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