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Paul A Mariani

Mesirow Financial, Inc.

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About Paul A Mariani

Paul A Mariani is a financial advisor with Mesirow Financial, Inc., where he has been registered since September 6, 2018. Paul has over 12 years of experience in the financial industry. Before joining Mesirow Financial, Inc., Paul was employed by KPMG Corporate Finance LLC from March 20, 2015 to August 9, 2018. Paul is registered with the state of Illinois and holds the following licenses: Series 7, Series 24, Series 63, and the SIE exam.

Firm Information

Paul Mariani is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Mariani’s Registration & Firm History

IL

09/06/2018 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

03/20/2015 - 08/09/2018

KPMG CORPORATE FINANCE LLC (CHICAGO IL)

IL

10/22/2012 - 03/12/2015

EIGHT PINES SECURITIES LLC (CHICAGO IL)

IL

01/11/2006 - 10/01/2008

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)

IL

06/28/2004 - 12/01/2005

PRICEWATERHOUSECOOPERS CORPORATE ADVISORY AND RESTRUCTURING LLC (CHICAGO IL)

NY

10/03/2000 - 10/11/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul A Mariani.
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