Unclaimed
Paul A Dowd is a financial advisor with Park Avenue Securities LLC, headquartered in Raleigh, North Carolina. Paul has over 20 years of experience in the financial services industry. Paul is registered with the following state regulatory authorities: Florida, Georgia, North Carolina, and Utah. Paul's primary business focus is providing financial advice to individuals and families, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/18/2021 - Present
Park Avenue Securities LLC (RALEIGH NC)
NC
12/08/2014 - 03/02/2021
ALLSTATE FINANCIAL SERVICES, LLC (CARY NC)
NC
06/28/2013 - 11/20/2014
PRINCOR FINANCIAL SERVICES CORPORATION (Raleigh NC)
NC
06/06/2011 - 12/06/2012
VALIC FINANCIAL ADVISORS, INC. (DURHAM NC)
MA
03/02/2007 - 06/09/2011
MML INVESTORS SERVICES, LLC (BOSTON MA)
MA
05/20/2004 - 01/24/2007
NEW ENGLAND SECURITIES (MANCHESTER MA)
MA
03/05/2002 - 05/21/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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