Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Dau is a financial advisor with Edward Jones. Paul has been in the financial industry for over 3 years. Paul holds FINRA Series 7, 66, and SIE licenses. Paul is a Certified Financial Planner™ professional and is registered to offer investment advice in Alabama, Arizona, Florida, Idaho, Indiana, Iowa, Minnesota, North Carolina, Texas, and Wisconsin. Paul is also registered as a Registered Representative in Texas and Wisconsin. Paul’s clients include individuals, partnerships, investment clubs, limited liability companies, charitable organizations, pension and profit sharing plans, and corporations or other businesses. Paul's firm, Edward Jones, manages assets in excess of $825 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
06/16/2020 - Present
Edward Jones (WAUSAU WI)
BOTH
Issued 06/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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